Whether you’re facing regulators and the prospect of an investigation, or need to conduct an investigation yourself, we can help.
Our attorneys have years of experience assisting clients in Regulatory Examinations and Investigations. Whether a Wells’ Notice from the SEC, an investigation from FINRA, or an inquiry from FinCEN or State Regulators, Kelman PLLC can guide you through the process from start to finish.
We also have experience conducting investigations to support compliance initiatives or litigation. We have successfully used digital forensic evidence and blockchain analytics to build cases.